Unifi is regulated by the Securities and Exchange Board of India (SEBI) in the conduct of its business. Unifi is licensed to offer Portfolio Management Services and provide brokerage services in equities and derivatives as a member of the National Stock Exchange of India.

All customer accounts are audited annually by one of the India’s oldest and most reputed firm of accountants - Brahmayya and Company. An audit certificate along with detailed financial statements is provided to the client by Brahmayya and Company. Unifi’s statutory auditors are Deloitte Haskins & Sells.

Unifi is committed to strict adherence to various regulations and believes that a strong culture of compliance is a source of competitive advantage in the long run.